Compliance Officer / Analyst

  • Geneva
  • Posted: Dec 9, 2021

For our client, one of the absolute return/hedge fund managers overseeing assets on behalf of institutional investors from around the world, including pension funds, endowments, government agencies, private banks and fund of funds. We are looking for a Compliance Officer /Analyst, to support their compliance department which provides regulatory support for the company across all of its activities including advisory services, internal monitoring and regulatory training.

Your Responsibilities

  • Compliance advisory services to the business;
  • Build relationships with other risk and compliance officers around the group to build and enhance the compliance control framework;
  • Keep up to date on relevant regulatory developments potentially impacting the company and provide guidance on the proper application and interpretation of those requirements;
  • Develop and maintain compliance monitoring systems and controls (including policies and procedures as well as the compliance monitoring programme) in line with evolving requirements of the company business;
  • Compliance monitoring and oversight of company’s regulated activities against regulatory requirements (in particular FINMA and JFSC), as part of day-to-day compliance activities.
  • Conduct thematic reviews and participate in the execution of ad hoc compliance projects;
  • Assist the Compliance Team to maintain its relationship with FINMA;
  • Assist MLRO with relevant tasks and responsibilities;
  • Provide reporting as required by the governance structure, in particular those involving meetings on regulatory and compliance matters;
  • Provide compliance and regulatory training to employees;
  • Maintain relevant registers including Control Issues, Conflicts of Interest, Breaches, etc.

Your Profile

  • University degree (although exceptional candidates with the right experience and character will be considered)
  • Previous experience within Compliance functions businesses based within mature regulatory environment (preferably UK) , preferably a fund/investment business Holding or working towards a recognised regulatory professional qualification.
  • Exposure or experience to Compliance in fund/ asset management firms.
  • Previous experience working within the FINMA would be advantageous.
  • Strong IT Skills, including Word, and Excel
  • Knowledge of relevant regulatory framework applicable to services
  • Fluent English
  • Attention to detail
  • Strong communication skills (written and spoken)
  • Professional, articulate, presentable, and personable
  • Proactive, self-starter & team player
  • Knowledge of relevant regulatory framework applicable to hedge funds and hedge fund managers.
  • Must be flexible enough to accommodate liaison with overseas offices

For more information, please contact : Nabil BELAIDI: nb@axepta.com

Nabil BELAIDI

Nabil BELAIDI

Recruitment Specialist

Compliance Officer / Analyst

Dec 9, 2021Compliance Officer / AnalystGeneva Full Time Permanent Job nb@axepta.com

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